TF
Theodore S. Fish
FISH ADVISORY
Santa Fe, NM
Some features on this profile are disabled
CRD#: 7320318
TF
Professional summary
Theodore S Fish, who also goes by S. Theodore Fish, Ted Fish, is a registered financial advisor currently at FISH ADVISORY, LLC located in Santa Fe, New Mexico.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Theodore has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
S. Theodore Fish | Ted Fish
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owner/CEO: Fish Leadership Consulting, LLC. Not investment related; I provide leadership, strategic and program development consulting services to for-profit businesses, non-profits, universities and K-12 schools in the United States and abroad. The address is 9 Camino Sin Ganas, Santa Fe, NM 87506. Start date was September of 2003. Work is variable, depending upon the demand. The range is typically 30 hours/wk. Some of these hours occur during securities trading hours. Duties encompass all aspects of the business: sales, marketing, administrative, development of intellectual property, delivery of services. President of the Board, Link Hands for Humanity 501 c 3 b. A church, Link Hands is dedicated to running programs and supporting individuals in the areas of ecology, medicine and education. This is not investment related. Office is 9 Camino Sin Ganas, Santa Fe, NM 87506. Start Date: I have served as President since 1/1/2010. I devote 5 hours per month. These are typically not during trading hours. I provide high level strategic guidance to assure that programs are in alignment with the organization's mission and are likely to meet their program goals. (2) 75% Shareholder: BiblioHive, LLC; CEO; Not investment related; BiblioHive operates and sells an App that allows users to save, store and organize digital information online. The address is 6 Ranch House Rd, Santa Fe, NM 87506. Start date was August of 2014. Work is 1 hour/mo. (3) Single Member LLC; Owner/CEO: Philos Institute, LLC; Not investment related; Philos Institute is an LLC that provides leadership, strategic and program development consulting services K-12 schools in the United States. The address is 6 Ranch House Rd, Santa Fe, NM 87506. Start date was December of 2018. Work is 8 hours/mo. Some of these hours occur during securities trading hours. Duties encompass all aspects of the business: sales, marketing, administrative, development of intellectual property, delivery of services
CRS (Client Relationship Summary) - RIA
Click below to view Theodore S Fish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2021 - Present
FISH ADVISORY, LLC
RIA
CRD#: 312080
Santa Fe, NM
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(1/29/2021)
Current Firm
FA
FISH ADVISORY, LLC
FISH ADVISORY, LLC
CRD#: 312080 / SEC#:
New Mexico
Registered Investment Advisory firm - (1/29/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Santa Fe, NM
Mailing Address
Po Box 832, Tesuque, NM 87574
Phone number
(505) 231-2699
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 3,859,517 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
