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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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TF

Theodore S. Fish

FISH ADVISORY
Santa Fe, NM
Some features on this profile are disabled
CRD#: 7320318
TF

Professional summary

Theodore S Fish, who also goes by S. Theodore Fish, Ted Fish, is a registered financial advisor currently at FISH ADVISORY, LLC located in Santa Fe, New Mexico.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Theodore has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

S. Theodore Fish | Ted Fish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore S Fish's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2021 - Present

FISH ADVISORY, LLC

RIA
CRD#: 312080
Santa Fe, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Mexico
(1/29/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/5/2020
Uniform Investment Adviser Law Examination

Current Firm

FA
FISH ADVISORY, LLC
FISH ADVISORY, LLC

CRD#: 312080 / SEC#:

New Mexico
Registered Investment Advisory firm - (1/29/2021 Approved)
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Contact information

Main Address
Santa Fe, NM
Mailing Address
Po Box 832, Tesuque, NM 87574
Phone number
(505) 231-2699
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 3,859,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FISH ADVISORY, LLC

CRD#: 312080Santa Fe, NM

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