AS
Alexander B. Sturm
KESTRA ADVISORY SERVICES
Perry, IA 50220
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CRD#: 7320148
AS
Professional summary
Alexander B Sturm, who also goes by Alexander Sturm, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Perry, Iowa and KESTRA INVESTMENT SERVICES, LLC located in Perry, Iowa.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Alexander has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Sturm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Generations Wealth Advisors LLC Investment Related: Yes Address: 1126 2nd Street Perry IA 50220 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial planning director Start Date: 1/1/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial planning and investments Name: GENERATIONS WEALTH ADVISORS POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2021 ADDRESS: 1126 2nd St, Perry IA 50220, United States DESCRIPTION: Selling Life Insurance Name: DALLAS COUNTY HOSPITAL FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2025 ADDRESS: 610 10th St, Perry IA 50220, United States DESCRIPTION: Attend Meetings / discuss hospital proceedings / needs
CRS (Client Relationship Summary) - RIA
Click below to view Alexander B Sturm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1126 2nd Street, Perry, IA 50220Office #2: 12100 Meredith Dr Ste 103e, Urbandale, IA 50322RIA
CRD#: 283330
Perry, IA
Current
April 23, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1126 2nd St, Perry, IA 50220Office #2: 12100 Meredith Dr Ste 103e, Urbandale, IA 50322BD
CRD#: 42046
Perry, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(6/18/2021)
IAR
Iowa(3/3/2022)
RR
Missouri(7/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/12/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/23/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Perry, IA 50220TRUST BUT VERIFY
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