RP
Ray S. Prasad
P2
LEXINGTON, MA
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CRD#: 7320002
RP
Ray Shantanu PrasadP2
Professional summary
Ray Shantanu Prasad, CFA is a registered financial advisor currently at P2, LLC located in Lexington, Massachusetts.
Ray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ray has worked at 1 firm .
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Director on Board of a private health software company(Bliss Health Inc). No commissions but I do get annual option grants in lieu of my board position. 2) ParadigmARQ Advisors Private Limited; Investment related: Yes; Location of the business: 216, Trade Center, Bandra Kurla Complex, Bandra East Mumbai Maharashtra 400051 India; Description of the business: ParadigmARQ Advisors Private Limited is an India based entity providing advisory services to India and outside India based clients. It is regulated by SEBI (Securities and Exchange Board of India) which is the Indian equivalent of SEC. It provides investment advisory services to a regulated fund namely, ParadigmARQ Multi Asset Fund with registration number IN/AIF3/22-23/1049; Position Title: Chief Investment Officer ; Responsibilities Duties: Managing investments; Start date with business: 2022-12-31; Hours per month devoted to business during trading hours: 1;Hours per month devoted to business outside trading hours: 24; Percentage of total yearly compensation expected to be derived from the business: 5; Website address for the organization: www.paradigmarq.com; Additional notes: This entity is separate from P2, LLC and is regulated by local Indian regulators - namely Securities and Exchange Board of India.
CRS (Client Relationship Summary) - RIA
Click below to view Ray Shantanu Prasad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 4, 2021 - Present
P2, LLC
RIA
CRD#: 312026
LEXINGTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/4/2021)
Exams
Current Firm
PL
P2, LLC
P2, LLC
CRD#: 312026 / SEC#:
Massachusetts
Registered Investment Advisory firm - (3/4/2021 Approved)Loading...
Contact information
Main Address
Lexington, MA
Mailing Address
Phone number
(857) 204-2754
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 4,500,000 |
Red Flags
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