EP
Ekta Parekh
EAGLE STRATEGIES LLC
MARLBORO, NJ
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CRD#: 7319939
EP
Professional summary
Ekta Parekh is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Marlboro, New Jersey and NYLIFE SECURITIES LLC located in Edison, New Jersey.
Ekta is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Ekta has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 2 Brushneck Rd, Marlboro, NJ 07746; start 12/2022; Commissions; 2 hours per month, 0 hours during securities trading hours; insurance related] [Life Brokerage LLC; 2 Central Ave, Hammonton, NJ 08037; Life Insurance Activities with other companies; Broker; Insurance Brokering; start 12/04/2022; 4 hours, 1hour/month during Trading hours; To provide different Insurance Options to my clients; insurance related] [Boys Scout Troop 86; 490 County Rd 520, Marlboro, NJ 07746; Activities as Boys Scout of Americas; 03/16/2015; 2 hours per month, 0 hours during trading hours; As a committee member I participate in various Boys Scout Activities; non-investment related]
CRS (Client Relationship Summary) - RIA
Click below to view Ekta Parekh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2023 - Present
EAGLE STRATEGIES LLC
Office #2: 379 Thornall Street 8th Floor, Edison, NJ 08837RIA
CRD#: 110826
MARLBORO, NJ
Current
February 7, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837BD
CRD#: 5167
EDISON, NJ
Past
June 30, 2021 - December 31, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Warren, NJ
Past
February 12, 2021 - December 31, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Warren, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/23/2023)
RR
New Jersey(2/7/2023)
IAR
New Jersey(2/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
