Alex M. Kruszewski

SCHWAB WEALTH ADVISORY

Chicago, IL 60606

Some features on this profile are disabled

CRD#: 7319880

Professional summary

Alex Michael Kruszewski, who also goes by Alex Kruszewski, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Chicago, Illinois and CHARLES SCHWAB & CO., INC. located in Chicago, Illinois.

Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Alex has worked at 3 firms and has passed the Series 66, Series 63, Series 34, Series 3, Series 7TO and SIE exams.

Aliases

Alex Kruszewski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Michael Kruszewski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 150 S Wacker Dr, Chicago, IL 60606

RIA

CRD#: 159035

Chicago, IL

Current

May 10, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 150 S. Wacker Drive, Chicago, IL 60606-4111

RIA

CRD#: 5393

Chicago, IL

Past

February 20, 2026 - June 16, 2026

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

July 29, 2022 - May 10, 2024

TD AMERITRADE, INC.

CRD#: 7870

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/10/2024)

Alaska
(5/10/2024)

Arizona
(5/10/2024)

Arkansas
(5/10/2024)

California
(5/10/2024)

Colorado
(5/10/2024)

Connecticut
(5/10/2024)

Delaware
(5/10/2024)

District of Columbia
(5/10/2024)

Florida
(5/10/2024)

Georgia
(5/10/2024)

Hawaii
(5/10/2024)

Idaho
(5/10/2024)

Illinois
(5/10/2024)

IAR

Illinois
(6/16/2026)

Indiana
(5/10/2024)

Iowa
(5/10/2024)

Kansas
(5/10/2024)

Kentucky
(5/10/2024)

Louisiana
(5/10/2024)

Maine
(5/10/2024)

Maryland
(5/10/2024)

Massachusetts
(5/10/2024)

Michigan
(5/10/2024)

Minnesota
(5/10/2024)

Mississippi
(5/10/2024)

Missouri
(5/10/2024)

Montana
(5/10/2024)

Nebraska
(5/10/2024)

Nevada
(5/10/2024)

New Hampshire
(5/10/2024)

New Jersey
(5/10/2024)

New Mexico
(5/10/2024)

New York
(5/10/2024)

North Carolina
(5/10/2024)

North Dakota
(5/10/2024)

Ohio
(5/10/2024)

Oklahoma
(5/10/2024)

Oregon
(5/10/2024)

Pennsylvania
(5/10/2024)

Puerto Rico
(3/24/2025)

Rhode Island
(5/10/2024)

South Carolina
(5/10/2024)

South Dakota
(5/10/2024)

Tennessee
(5/10/2024)

Texas
(5/10/2024)

Utah
(5/10/2024)

Vermont
(5/10/2024)

Virgin Islands
(3/24/2025)

Virginia
(5/10/2024)

Washington
(5/10/2024)

West Virginia
(5/10/2024)

Wisconsin
(5/10/2024)

Wyoming
(5/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2026

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/9/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 34

Date: 6/2/2025

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 10/27/2023

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 7/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/29/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

CHICAGO, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

CHICAGO, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alex M. Kruszewski

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Michael Kruszewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2026

Series 63

Date: 8/9/2022

Series 34

Date: 6/2/2025

Series 3

Date: 10/27/2023

Series 7TO

Date: 7/29/2022

SIE

Date: 6/29/2021

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors