Connor W. Hurley

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CRD#: 7319580

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Connor Wilson Hurley, who also goes by Connor Hurley, was a registered financial professional .

Connor is a previously registered financial professional and started their career in finance in 2021. Connor had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Connor Hurley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hahn Financial Group, Inc.; Investment related; insurance sales and services; approximately 5% of time; started 06/2022

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 7, 2022 - June 19, 2024

HAHN FINANCIAL GROUP

RIA

CRD#: 169787

SIOUX FALLS, SD

Past

March 5, 2021 - May 11, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

January 25, 2021 - May 11, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAHN FINANCIAL GROUP

HAHN FINANCIAL GROUP | HAHN FINANCIAL GROUP, INC.

CRD#: 169787 / SEC#: 801-80401

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Michigan

Registered Investment Advisory firm - (3/13/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (10/30/2014 Terminated)

South Dakota

Registered Investment Advisory firm - (10/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/23/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/17/2020

Securities Industry Essentials Examination

Current Firm

HAHN FINANCIAL GROUP

HAHN FINANCIAL GROUP | HAHN FINANCIAL GROUP, INC.

CRD#: 169787 / SEC#: 801-80401

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Michigan

Registered Investment Advisory firm - (3/13/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (10/30/2014 Terminated)

South Dakota

Registered Investment Advisory firm - (10/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/14/2014 Terminated)

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Contact information

Main Address

1000 E. 41st St., Sioux Falls, SD 57105

Mailing Address

Phone number

(605) 275-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A AND 2B (10/16/2025)

Regulatory assets under management

Total Number of Accounts	2,495
AUM (Assets Under Management)	$ 171,187,706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor W. Hurley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAHN FINANCIAL GROUP

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HAHN FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2021

Series 7TO

Date: 1/23/2021

SIE

Date: 12/17/2020

Current Firm

HAHN FINANCIAL GROUP

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAHN FINANCIAL GROUP

TRUST BUT VERIFY

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