Kennedy L. Alley

RELATION WEALTH MANAGEMENT

TULSA, OK 74133

Some features on this profile are disabled

CRD#: 7319396

Professional summary

Kennedy Lewellen Alley, who also goes by Kennedy Taylor Lewellen, is a registered financial advisor currently at RELATION WEALTH MANAGEMENT, INC. located in Tulsa, Oklahoma.

Kennedy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kennedy has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kennedy Taylor Lewellen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Relation Insurance, Inc.; not investment-related; 10425 E 82nd East Avenue, Suite 110, Tulsa, OK 74137; Licensed insurance agent; Insurance sales; Implementation of insurance recommendations; Start date: 10/2019; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kennedy Lewellen Alley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

RELATION WEALTH MANAGEMENT, INC.

Office #1: 10425 S 82nd East Ave Suite 110, Tulsa, OK 74133

RIA

CRD#: 329961

TULSA, OK

Past

May 20, 2024 - July 1, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Tulsa, OK

Past

August 26, 2021 - July 1, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961 / SEC#: 801-129663

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/1/2024)

IAR

Texas
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/26/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/6/2021

Securities Industry Essentials Examination

Current Firm

RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961 / SEC#: 801-129663

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10425 S 82nd East Ave Suite 110, Tulsa, OK 74133

Mailing Address

Phone number

(918) 999-9138

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RELATION WEALTH MANAGEMENT, INC. DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/17/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 417,900,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

Thomas Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

Tulsa, OK

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kennedy L. Alley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kennedy Lewellen Alley's CRS (Customer Relationship Summary).

Certified licenses

Experience

RELATION WEALTH MANAGEMENT, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

RELATION WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2024

Series 7TO

Date: 8/26/2021

SIE

Date: 3/6/2021

Current Firm

RELATION WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RELATION WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors