Kennedy L. Alley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kennedy Lewellen Alley, who also goes by Kennedy Taylor Lewellen, was a registered financial professional .
Kennedy is a previously registered financial professional and started their career in finance in 2021. Kennedy had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2024 - June 4, 2026
RELATION WEALTH MANAGEMENT, INC.
May 20, 2024 - July 1, 2024
KESTRA ADVISORY SERVICES, LLC
August 26, 2021 - July 1, 2024
KESTRA INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
RELATION WEALTH MANAGEMENT, INC.
CRD#: 329961 / SEC#: 801-129663
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/26/2021
General Securities Representative ExaminationCurrent Firm
RELATION WEALTH MANAGEMENT, INC.
CRD#: 329961 / SEC#: 801-129663
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 276 |
| AUM (Assets Under Management) | $ 417,900,100 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
