DF
David Friesen
RICHARDSON WEALTH (USA) LIMITED
Toronto, Ontario, M5E 1Y3
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CRD#: 7319143
DF
Professional summary
David Friesen is a registered financial advisor currently at RICHARDSON WEALTH (USA) LIMITED .
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: DLF Investments LTD
Investment Related: Yes
Address: 111 Woodland Lane, Calgary, AB
Nature of Business: DLF Investments LTD is a personal holdco setup for tax purposes.
Position: Director
Start Date: September 28, 2016
Hrs/ Month: 0.5
Number of hrs devoted to other business during securities trading hrs: 0
Duties: DLF Investments LTD is a personal holdco setup for tax purposes. Mr.Friesen is a director of the hold co.
Name of Business: Hope Shares Canada
Investment Related: No
Address: P.O. Box 10234, Stn Main, Airdrie, AB
Nature of Business: Hope Shares Canada is a charity that focuses on providing community resources to a community in South Africa with high aids area.
Position: Director
Start Date: March 03, 2013
Hrs/ Month: 4
Number of hrs devoted to other business during securities trading hrs: 0
Duties: Mr. Friesen is a Director providing oversight and advise.
CRS (Client Relationship Summary) - RIA
Click below to view David Friesen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2021 - Present
RICHARDSON WEALTH (USA) LIMITED
Office #1: 100 Queens Quay East Suite 2500, Toronto, Ontario, M5E 1Y3RIA
CRD#: 166090
Toronto, Ontario,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RICHARDSON WEALTH (USA) LIMITED
RICHARDSON GMP (USA) LIMITED | RICHARDSON WEALTH (USA) LIMITED
CRD#: 166090 / SEC#: 801-77951
RIA
Registered Investment Advisory firm - (4/12/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/7/2021)
Exams
Current Firm
RW
RICHARDSON WEALTH (USA) LIMITED
RICHARDSON GMP (USA) LIMITED | RICHARDSON WEALTH (USA) LIMITED
CRD#: 166090 / SEC#: 801-77951
RIA
Registered Investment Advisory firm - (4/12/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Queens Quay East Suite 2500, Toronto, Ontario, M5E 1Y3
Mailing Address
Phone number
+1 (855) 204-7467
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 277 |
| AUM (Assets Under Management) | $ 217,587,588 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RICHARDSON WEALTH (USA) LIMITED
CRD#: 166090Toronto, Ontario, M5E 1Y3TRUST BUT VERIFY
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