HR
Hunter Rambin
CETERA INVESTMENT ADVISERS LLC
CINCINNATI, OH
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CRD#: 7319134
HR
Professional summary
Hunter Rambin, who also goes by Hunter A Rambin, Hunter Austin Rambin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cincinnati, Ohio and CETERA WEALTH SERVICES, LLC located in Cold Spring, Kentucky.
Hunter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Hunter has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hunter A Rambin | Hunter Austin Rambin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HICKS & MANN WEALTH MANAGEMENT, LLC POSITION: Senior Tax Accountant NATURE: Prepare tax returns, provide tax planning and tax consultation services, bookkeeping and payroll services, retirement planning, investment planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 4030 Alexandria Pike, Cold Spring KY 41076, United States DESCRIPTION: I manage the tax division of our firm. This includes all administrative duties such as selecting our tax software, improving processes and training new employees. I prepare tax returns as well as thoroughly review and ensure accuracy of tax returns prepared by other employees. I answer phone calls from prospective and existing clients and answer any tax related questions. I correspond with clients to gather additional information whenever necessary. I correspond with government agencies regarding tax law and specific client situations when necessary.
CRS (Client Relationship Summary) - RIA
Click below to view Hunter Rambin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 3955 Alexandria Pike Suite D, Cold Spring, KY 41076RIA
CRD#: 105644
CINCINNATI, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3955 Alexandria Pike Suite D, Cold Spring, KY 41076Office #2: 1335 Main St., Cincinnati, OH 45202BD
CRD#: 13572
Cold Spring, KY
Past
November 8, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Cincinnati, OH
Past
September 11, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Cold Spring, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(9/5/2025)
IAR
Kentucky(9/5/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
