Michael A. Nisiotis

NISIOTIS, MICHAEL

Rutherford, NJ

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CRD#: 7318884

Professional summary

Michael Anthony Nisiotis is a registered financial advisor currently at NISIOTIS, MICHAEL located in Rutherford, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business: Michael Anthony & Associates Nature of business: Not investment-related Address: 17 Meadow Rd #209, Rutherford, NJ 07070 Position Title: Managing Director / President Hours devoted to business: 20 / month Hours devoted during trading hours: 20 /month Duties: Management consulting for new products/services from a project management and process management perspective.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Nisiotis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2021 - Present

NISIOTIS, MICHAEL

RIA

CRD#: 311793

Rutherford, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2020

Uniform Investment Adviser Law Examination

Current Firm

NISIOTIS, MICHAEL

NISIOTIS, MICHAEL | SURPASS YOURSELF ADVISORS

CRD#: 311793 / SEC#: 801-120093

RIA

Registered Investment Advisory firm - (12/8/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (4/14/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Rutherford, NJ

Mailing Address

1 Orient Way Suite F-362, Rutherford, NJ 07070-2524

Phone number

(201) 532-3556

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Nisiotis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Nisiotis's CRS (Customer Relationship Summary).

Certified licenses

Experience

NISIOTIS, MICHAEL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2020

Current Firm

NISIOTIS, MICHAEL

Contact information

Documents

Red Flags

Company Information

NISIOTIS, MICHAEL

TRUST BUT VERIFY

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