Luke V. Lino

MILLSTONE FINANCIAL GROUP

Millstone, NJ 08535

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CRD#: 7318764

Professional summary

Luke V Lino is a registered financial advisor currently at MILLSTONE FINANCIAL GROUP located in Millstone, New Jersey.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Luke has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MILLSTONE FINANCIAL GROUP; INV REL; MILLSTONE, NJ; INSURANCE SALES AND SERVICES; INSURANCE AGENT; 04/2024; APPROX 40HRS/MO; 2 HRSDURING SEC TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke V Lino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2024 - Present

MILLSTONE FINANCIAL GROUP

Office #1: 490 Hwy 33 West, Millstone, NJ 08535

RIA

CRD#: 297882

Millstone, NJ

Past

May 20, 2021 - April 8, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Red Bank, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/20/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/3/2021

Securities Industry Essentials Examination

Current Firm

MILLSTONE FINANCIAL GROUP

MILLSTONE FINANCIAL GROUP | MILLSTONE FINANCIAL GROUP LIMITED LIABILITY COMPANY

CRD#: 297882 / SEC#:

Florida

Registered Investment Advisory firm - (11/4/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/25/2018 Approved)

New York

Registered Investment Advisory firm - (10/20/2021 Approved)

South Carolina

Registered Investment Advisory firm - (2/27/2025 Approved)

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Contact information

Main Address

490 Hwy 33 West, Millstone, NJ 08535

Mailing Address

Phone number

(732) 385-8544

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 80,670,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke V. Lino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke V Lino's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLSTONE FINANCIAL GROUP

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2024

Series 63

Date: 12/17/2021

Series 6TO

Date: 5/20/2021

SIE

Date: 5/3/2021

Current Firm

MILLSTONE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLSTONE FINANCIAL GROUP

TRUST BUT VERIFY

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