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BC

Brodie T. Cohen

COHEN CAPITAL MANAGEMENT
CORTE MADERA, CA 94925-1737
Some features on this profile are disabled
CRD#: 7318721
BC

Professional summary

Brodie Trister Cohen is a registered financial advisor currently at COHEN CAPITAL MANAGEMENT INC located in Corte Madera, California.

Brodie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brodie has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brodie Trister Cohen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2025 - Present

COHEN CAPITAL MANAGEMENT INC

Office #1: 770 Tamalpais Drive Suite 318, Corte Madera, CA 94925-1737
RIA
CRD#: 107903
CORTE MADERA, CA
Past

April 26, 2021 - July 18, 2023

EPIQ CAPITAL GROUP, LLC

RIA
CRD#: 292526
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COHEN CAPITAL MANAGEMENT INC
COHEN CAPITAL MANAGEMENT INC

CRD#: 107903 / SEC#: 801-49266

RIA
Registered Investment Advisory firm - (6/5/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/25/2021
Uniform Investment Adviser Law Examination

Current Firm

CC
COHEN CAPITAL MANAGEMENT INC
COHEN CAPITAL MANAGEMENT INC

CRD#: 107903 / SEC#: 801-49266

RIA
Registered Investment Advisory firm - (6/5/1995 Approved)
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Contact information

Main Address
770 Tamalpais Drive Suite 318, Corte Madera, CA 94925-1737
Mailing Address
Phone number
(415) 927-8011
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - OTHER THAN ANNUAL AMENDMENT - COHEN CAPITAL MGMT, INC (3/24/2025)

Regulatory assets under management

Total Number of Accounts474
AUM (Assets Under Management)$ 1,007,504,431

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/22/2025
Cover Page
Report
08/22/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN CAPITAL MANAGEMENT INC

CRD#: 107903Corte Madera, CA 94925-1737

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