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Morris Eugene Vickers

CRD# 731867·Registered 1981 - 2017
Previously Registered: Being a previously registered professional could mean that Morris is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Morris Eugene Vickers was a registered financial advisor. Morris was a previously registered financial professional and started their career in finance 1981 - 2017. Morris had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

FINANCIAL SECURITY ADVISORS, INC.·CRD# 120524
RIA
Rogers, AR
October 28, 2003 - December 31, 2017
CHESAPEAKE INVESTMENT ADVISORY CORPORATION·CRD# 125723
RIA
Annapolis, MD
May 1, 2003 - November 17, 2003
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
March 9, 1998 - April 5, 2000
IMPACT FINANCIAL NETWORK, INC.·CRD# 17924
BD
Excello, MO
October 10, 1997 - March 15, 1998
WELLS COMPANY, INC.·CRD# 10178
BD
Severna Park, MD
January 21, 1992 - September 26, 1997
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
June 5, 1991 - October 1, 1991
COMPREHENSIVE FINANCIAL SERVICES, INC.·CRD# 22710
BD
October 14, 1988 - June 3, 1991
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
December 6, 1985 - October 31, 1988
EAGLE EQUITIES, INC.·CRD# 10569
BD
December 20, 1982 - December 6, 1985
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
June 1, 1981 - December 29, 1982

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Current Firm

FS
FINANCIAL SECURITY ADVISORS, INC.

FINANCIAL SECURITY ADVISORS, INC.

CRD#: 120524

Contact Information

Main Address

Rogers, AR

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1984About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1981About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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