Scott I. Hasday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Ingram Hasday was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1981. Scott had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2005 - August 15, 2016
PIPER SANDLER & CO.
November 17, 2000 - January 4, 2006
ADVEST, INC.
November 12, 1999 - November 13, 2000
GREENWICH PARTNERS, LLC
April 3, 1997 - October 26, 1999
COASTAL SECURITIES, INC.
March 23, 1993 - April 29, 1997
FITZGERALD, DAVIS & ASSOCIATES, L.P.
July 9, 1991 - April 19, 1993
M. R. BEAL & COMPANY
September 4, 1990 - August 1, 1991
WELLS FARGO CLEARING SERVICES, LLC
August 3, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
September 11, 1989 - August 10, 1990
PRESCOTT, BALL & TURBEN, INC.
July 10, 1984 - August 28, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
June 2, 1981 - August 7, 1984
LEHMAN BROTHERS INC.
May 18, 1981 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
Primary Firm SEC Registration
PIPER SANDLER & CO.
CRD#: 665 / SEC#: 801-108049, 8-15204
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/5/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PIPER SANDLER & CO.
CRD#: 665 / SEC#: 801-108049, 8-15204
Contact information
SEC notice filing (9 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIPER SANDLER COMPANIES | PARENT | |
| ABRAHAM, CHAD RICHARD | CHAIRMAN, CEO; BOARD MEMBER | 2190836 |
| CLUNE, KATHERINE PATRICIA | CFO; BOARD MEMBER | 4624219 |
| COX, MICHAEL EDWARD | CO-HEAD OF EQUITIES; BOARD MEMBER | 4248868 |
| DILLAHUNT, MICHAEL RAY | CO-HEAD INV BKG & CAP MKTS; BOARD MEMBER | 3056486 |
| DOYLE, JONATHAN JAY | HEAD OF FINANCIAL SERVICES GROUP | 2108121 |
| GEELAN, JOHN WILLIAM JR. | CHIEF LEGAL OFFICER | 4905460 |
| GERBER, JEREMY JOSEPH | CO HEAD OF PUBLIC FINANCE; BOARD MEMBER | 5071604 |
| LARSEN, BRIDGET TERE | CHIEF COMPLIANCE OFFICER | 6643130 |
| SCHONEMAN, DEBBRA LYNN | PRESIDENT; BOARD MEMBER | 1980635 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,985,004,532 |
Disclosures
| Regulatory Event | 141 |
| Civil Event | 1 |
| Arbitration | 50 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
