Ryan C. O'connor

STERLING OAK ADVISORS

Boston, MA 02116

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CRD#: 7318021

Professional summary

Ryan Christopher O'connor Mr is a registered financial advisor currently at STERLING OAK ADVISORS located in Boston, Massachusetts.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ryan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Christopher O'connor Mr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2021 - Present

STERLING OAK ADVISORS

Office #1: 118 Huntington Avenue Suite 1503, Boston, MA 02116

RIA

CRD#: 152267

Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/24/2021)

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Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2021

Uniform Investment Adviser Law Examination

Current Firm

STERLING OAK ADVISORS

O'CONNOR, BRIAN THOMAS | STERLING OAK ASSET MANAGEMENT, LLC | STERLING OAK ADVISORS

CRD#: 152267 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/6/2010 Approved)

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Contact information

Main Address

118 Huntington Avenue Suite 1503, Boston, MA 02116

Mailing Address

118 Huntington Avenue Suite 1503, Boston, MA 02116

Phone number

(781) 992-5700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 37,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan C. O'connor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Christopher O'connor Mr's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERLING OAK ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2021

Current Firm

STERLING OAK ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STERLING OAK ADVISORS

TRUST BUT VERIFY

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