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Mary L. Malanoski

S2K FINANCIAL LLC
Orlando, FL 32822
Some features on this profile are disabled
CRD#: 731794
MM

Professional summary

Mary Louise Malanoski is a registered financial professional currently at S2K FINANCIAL LLC located in Orlando, Florida.

Mary is registered as a RR (Registered Representative) and started their career in finance in 1981. Mary has worked at 7 firms and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Louise Malanoski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2016 - Present

S2K FINANCIAL LLC

Office #1: 5950 Hazeltine National Drive Suite 305, Orlando, FL 32822Office #2: 5950 Hazeltine Drive Suite 305, Orlando, FL 32822
BD
CRD#: 248786
Orlando, FL
Past

December 14, 2015 - January 8, 2016

BENEDETTO, GARTLAND & COMPANY, INC.

BD
CRD#: 24083
NEW YORK, NY
Past

June 16, 2004 - February 8, 2006

MORGAN JOSEPH HIGH YIELD TRADING LLC

BD
CRD#: 130000
NEW YORK, NY
Past

June 21, 2001 - April 5, 2016

MORGAN JOSEPH TRIARTISAN LLC

BD
CRD#: 10948
NEW YORK, NY
Past

June 13, 1994 - October 18, 2000

NEW STREET INVESTMENTS L.P.

BD
CRD#: 36329
NEW YORK, NY
Past

December 17, 1991 - April 13, 1994

NEW STREET SECURITIES CORPORATION

BD
CRD#: 27064
Past

May 18, 1981 - December 19, 1991

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/13/2016)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/2/1994
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/12/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SF
S2K FINANCIAL LLC
S2K FINANCIAL LLC

CRD#: 248786 / SEC#: , 8-69628

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
5950 Hazeltine Drive Suite 305, Orlando, FL 32822
Mailing Address
5950 Hazeltine Drive Suite 305, Orlando, FL 32822
Phone number
(646) 430-6745
Established
Delaware since 05/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
S2K PARTNERS CO. LLCMANAGING MEMBER
KANTOR, STEVEN LLOYDCHIEF EXECUTIVE OFFICER, PRINCIPAL1304537
KELLY, AMY LEIGHANNCOO2561837
MALANOSKI, MARY LOUISEFINANCIAL AND OPERATIONS PRINCIPAL731794
PERSAUD, CALVIN RYANCHIEF COMPLIANCE OFFICER/AMLCO3261683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

S2K FINANCIAL LLC

CRD#: 248786Orlando, FL 32822

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