Andres L. Arabia Acosta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres Lorenzo Arabia Acosta, who also goes by Andres Lorenzo Arabia Acosta, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 2020. Andres had worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - September 15, 2023
FSAM LLC
December 7, 2020 - September 15, 2023
FIRST SOUTHERN, LLC
Primary Firm SEC Registration
FSAM LLC
CRD#: 287851 / SEC#: 801-122054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/26/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/7/2020
General Securities Representative ExaminationCurrent Firm
FSAM LLC
CRD#: 287851 / SEC#: 801-122054
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 112,853,411 |
Red Flags
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