Addison B. Duncan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Addison Baker Duncan was a registered financial professional .
Addison is a previously registered financial professional and started their career in finance in 1971. Addison had worked at 6 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1999 - November 17, 2000
DUNCAN-SMITH SECURITIES, INC.
April 21, 1982 - January 12, 1983
FIDELITY BROKERAGE SERVICES LLC
June 22, 1981 - March 12, 2007
PRESIDIO FINANCIAL SERVICES, INC.
May 9, 1978 - December 22, 1981
KELLY ASSOCIATES, LTD.
December 8, 1972 - June 30, 1978
ROTAN MOSLE INC.
September 20, 1971 - December 8, 1972
ROTAN MOSLE DALLAS UNION INC
State Registrations and Notice Filings
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Exams
Series 40
Date: 9/11/1971
Registered Principal ExaminationCurrent Firm
DUNCAN-SMITH SECURITIES, INC.
CRD#: 45030 / SEC#: , 8-50928
Contact information
Documents
Red Flags
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