Ricardo M. Ulivi
Professional summary
Ricardo Martin Ulivi is a registered financial advisor currently at ULIVI WEALTH MANAGEMENT located in Orange, California.
Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Ricardo has worked at 4 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ricardo Martin Ulivi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2023 - Present
ULIVI WEALTH MANAGEMENT
Office #1: 369 South Glassell St., Orange, CA 92866November 19, 1989 - July 10, 1995
OSAIC WEALTH, INC.
January 19, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 18, 1981 - January 17, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/20/2023)
Exams
Current Firm
ULIVI WEALTH MANAGEMENT
CRD#: 133666 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 12,243,500 |
Red Flags
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