Christopher P. Clancy
Professional summary
Christopher Patrick Clancy, who also goes by Christopher Clancy, is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Denver, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Christopher has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Patrick Clancy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2026 - Present
SAX WEALTH ADVISORS, LLC
November 9, 2022 - February 17, 2026
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC
February 18, 2021 - September 26, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/28/2026)
(2/4/2026)
Exams
Series 7TO
Date: 2/18/2021
General Securities Representative ExaminationCurrent Firm
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,685 |
| AUM (Assets Under Management) | $ 2,440,851,802 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/21/2023 |
Red Flags
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