Derek J. Howell

KANU ASSET MANAGEMENT

Cincinnati, OH 45241

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CRD#: 7317149

Professional summary

Derek Jay Howell, who also goes by Derek J Howell, is a registered financial advisor currently at KANU ASSET MANAGEMENT, LLC located in Cincinnati, Ohio.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Derek has worked at 1 firm and has passed the Series 65, Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek J Howell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jay Howell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2025 - Present

KANU ASSET MANAGEMENT, LLC

Office #1: 4015 Executive Park Drive Suite 402, Cincinnati, OH 45241

RIA

CRD#: 168070

Cincinnati, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2020

Securities Industry Essentials Examination

Current Firm

KANU ASSET MANAGEMENT, LLC

CRD#: 168070 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/1/2024 Approved)

Ohio

Registered Investment Advisory firm - (2/10/2014 Approved)

Texas

Registered Investment Advisory firm - (6/3/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (3/5/2021 Approved)

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Contact information

Main Address

4015 Executive Park Drive Suite 402, Cincinnati, OH 45241

Mailing Address

Phone number

(513) 769-2700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 11,924,073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek J. Howell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jay Howell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KANU ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2020

Series 63

Date: 7/25/2020

SIE

Date: 6/9/2020

Current Firm

KANU ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KANU ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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