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Derek Jay Howell

KANU ASSET MANAGEMENT
CINCINNATI, OH
·CRD# 7317149·6 years experience

Professional Summary

Derek Jay Howell, who also goes by Derek J Howell, is a registered financial advisor currently at KANU ASSET MANAGEMENT, LLC located in Cincinnati, Ohio. Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Derek has worked at 1 firm and has passed the Series 65, Series 63 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derek J Howell

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

KANU ASSET MANAGEMENT, LLC·CRD# 168070
RIA
4015 Executive Park Drive Suite 402, Cincinnati, OH 45241
November 20, 2025 - Present

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Current Firm

KA
KANU ASSET MANAGEMENT, LLC

KANU ASSET MANAGEMENT, LLC

CRD#: 168070
Louisiana
Registered Investment Advisory firm - Louisiana (8/1/2024 Approved)
Ohio
Registered Investment Advisory firm - Ohio (2/10/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (6/3/2021 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (3/5/2021 Approved)

Contact Information

Main Address

4015 Executive Park Drive Suite 402, Cincinnati, OH 45241

Phone Number

(513) 769-2700

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

367

AUM (Assets Under Management)

$16,027,175

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(11/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Derek Jay Howell's CRS (Customer Relationship Summary).

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