JD
James D. Dickson
PAUL WINKLER
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 7317113
JD
Professional summary
James David Dickson, CFP®, who also goes by James David Dick, is a registered financial advisor currently at PAUL WINKLER, INC. located in Franklin, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. James has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James David Dick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James David Dickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 25, 2020 - Present
PAUL WINKLER, INC.
Office #1: 725 Cool Springs Blvd. Suite 600 Franklin, Tn 3706 Suite 600, Franklin, TN 37067RIA
CRD#: 119342
Franklin, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PAUL WINKLER, INC.
PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC
CRD#: 119342 / SEC#: 801-128081
RIA
Registered Investment Advisory firm - (6/1/2023 Approved)Alabama
Registered Investment Advisory firm - (7/26/2023 Terminated)Arizona
Registered Investment Advisory firm - (7/26/2023 Terminated)Arkansas
Registered Investment Advisory firm - (7/26/2023 Terminated)California
Registered Investment Advisory firm - (8/25/2023 Terminated)Florida
Registered Investment Advisory firm - (7/26/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Kentucky
Registered Investment Advisory firm - (7/26/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2023 Terminated)Mississippi
Registered Investment Advisory firm - (7/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (8/1/2023 Terminated)Ohio
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (7/27/2023 Terminated)Texas
Registered Investment Advisory firm - (7/26/2023 Terminated)Virginia
Registered Investment Advisory firm - (7/26/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/25/2020)
IAR
Arkansas(1/31/2022)
IAR
Florida(1/4/2021)
IAR
Tennessee(12/3/2020)
IAR
Virginia(1/28/2022)
Current Firm
PW
PAUL WINKLER, INC.
PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC
CRD#: 119342 / SEC#: 801-128081
RIA
Registered Investment Advisory firm - (6/1/2023 Approved)Alabama
Registered Investment Advisory firm - (7/26/2023 Terminated)Arizona
Registered Investment Advisory firm - (7/26/2023 Terminated)Arkansas
Registered Investment Advisory firm - (7/26/2023 Terminated)California
Registered Investment Advisory firm - (8/25/2023 Terminated)Florida
Registered Investment Advisory firm - (7/26/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Kentucky
Registered Investment Advisory firm - (7/26/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2023 Terminated)Mississippi
Registered Investment Advisory firm - (7/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (8/1/2023 Terminated)Ohio
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (7/27/2023 Terminated)Texas
Registered Investment Advisory firm - (7/26/2023 Terminated)Virginia
Registered Investment Advisory firm - (7/26/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3050 Business Park Circle Suite 503, Goodlettsville, TN 37072
Mailing Address
Phone number
(615) 851-1950
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,559 |
| AUM (Assets Under Management) | $ 1,168,234,280 |
Red Flags
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