SR
Sampson P. Reavis
ASSET ALLOCATION STRATEGIES
Matthews, NC
Some features on this profile are disabled
CRD#: 7316820
SR
Professional summary
Sampson Parham Reavis Jr., who also goes by Sampson Pavham Reavis Jr., Sampson Reavis Jr., is a registered financial advisor currently at ASSET ALLOCATION STRATEGIES, LLC located in Matthews, North Carolina and GLP INVESTMENT SERVICES, LLC located in Matthews, North Carolina.
Sampson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Sampson has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sampson Pavham Reavis Jr. | Sampson Reavis Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SNR SERVICES, LLC./REAVIS FINANCIAL GROUP (DBA); INVESTMENT RELATED; ADDRESS: 2130 GARDEN VIEW LN, MATTHEWS, NC 28104; NATURE: PASS-THROUGH FOR ANNUITIES & LIFE INSURANCE SALES DONE THROUGH VALUTEACHERS. REAVIS FINANCIAL GROUP IS THE DBA; POSITION: PARTNER; START DATE: 04/2019; HOURS DEVOTED: LESS THAN 1. HOURS ARE REFLECTED IN THE VALUTEACHERS OBA. DURING TRADING HOURS; DUTIES: MARKET ANNUITIES & LIFE INSURANCE, PROCESS CUSTOMER SERVICE TRANSACTIONS, BOOKKEEPING. (2) VALUTEACHERS; INVESTMENT-RELATED; LOCATED IN NC - SUPERVISED FROM ST. AUGUSTINE, FL; NATURE: INSURANCE, FIXED/INDEXED ANNUITY SALES; POSITION: INSURANCE AGENT, INDEPENDENT CONTRACTOR; START DATE: 03/2019; APX. HRS/MONTH: 180. DUTIES: PROSPECTING PUBLIC SCHOOL EMPLOYEES TO MARKET FIXED/INDEX ANNUITY PRODUCTS. (3) ASSET ALLOCATION STRATEGIES, LLC; INVESTMENT RELATED; LOCATED IN NORTH CAROLINA - SUPERVISED FROM MICHIGAN; NATURE: INVESTMENT ADVISOR; POSITION: IAR; START DATE: 05/2021; APX 30 HRS/MO, 30 HRS DURING TRADING HOURS; DUTIES: SOLICIT, SERVICE, ACTIVELY MANAGE ADVISORY ACCOUNTS/CLIENTS. (4) LIONS SERVICES; NOT INVESTMENT RELATED; CHARLOTTE, NC; 501C3 NON-PROFIT HELPING THE BLIND; BOARD MEMBER & SECRETARY; START THIS POSITION 2023; 1 MEETING PER QUARTER, NOT DURING TRADING HOURS; DUTIES: UNPAID VOLUNTEER BOARD MEMBER, ON FINANCE COMMITTEE AND BOARD SECRETARY. (5) SEEDS OF HOPE; NOT INVESTMENT RELATED; CHARLOTTE, NC; NON-PROFIT FOR SCHOLARSHIPS TO THE UNDERSERVED IN CHARLOTTE; START 2023; 2 MEETS PER YEAR - 4 HOURS NOT DURING TRADING HOURS; DUTIES: UNPAID VOLUNTEER, ASSISTING IN SCHOLARSHIP SELECTION PROCESS. (6) ASSURED PARTNERS; INVESTMENT RELATED; ORLANDO, FL; SECTION 125 & FLEX BENEFITS; INDEPENDENT CONTRACTOR; START JULY 2024; APX. 20-25 HRS/MO, ALL DURING TRADING HOURS; DUTIES: ENROLLMENT OF CAFETERIA PLAN 125 BENEFITS FOR EMPLOYER WORKPLACES.
CRS (Client Relationship Summary) - RIA
Click below to view Sampson Parham Reavis Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2021 - Present
ASSET ALLOCATION STRATEGIES, LLC
RIA
CRD#: 152339
Matthews, NC
Current
January 1, 2021 - Present
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
Matthews, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(1/22/2021)
IAR
North Carolina(5/26/2021)
RR
South Carolina(3/3/2021)
RR
Virginia(8/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/29/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
33335 Grand River, Farmington, MI 48336
Mailing Address
Phone number
(248) 489-0101
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,883 |
| AUM (Assets Under Management) | $ 767,431,598 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
