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David Paul Tupaj

CRD# 7316752·Registered 2021 - 2023
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Paul Tupaj, who also goes by David P Tupaj, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2021 - 2023. David had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David P Tupaj

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

PARTUM CAPITAL·CRD# 316186
RIA
Corpus Christi, TX
December 17, 2021 - March 31, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Corpus Christi, TX
March 15, 2021 - July 7, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Corpus Christi, TX
January 29, 2021 - July 7, 2021

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Current Firm

PC
PARTUM CAPITAL

PARTUM CAPITAL | PARTUM CAPITAL LLC

CRD#: 316186 / SEC#: 801-122601

Contact Information

Main Address

330 Del Mar Blvd, Corpus Christi, TX 78404

Phone Number

(361) 510-5941

# of Employees

1

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV2B BROCHURE SUPPLEMENT (3/29/2022)
0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. David P Tupaj, CPA Address: Corpus Christi, TX Nature of the Business: CPA Position/Title: CPA Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 16 Description of duties: Consulting and Advisory Accounting

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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