NH
Nicolaus D. Hansen
ASHTON THOMAS PRIVATE WEALTH
GRAND JUNCTION, CO 81505
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CRD#: 7316657
NH
Professional summary
Nicolaus David Barth Hansen, who also goes by Nic Hansen, Nicolaus David Hansen, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Grand Junction, Colorado.
Nicolaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicolaus has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nic Hansen | Nicolaus David Hansen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE MEDICARE COACH LLC; INVESTMENT RELATED BUSINESS; RESIDENTIAL ADDRESS, GRAND JUNCTION, COLORADO; INSURANCE SALES; OWNER AND INSURANCE AGENT; JANUARY 2022 START DATE; XX HOURS/MONTH DEVOTED; XX HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ALL OPERATIONAL, SALES AND MANAGEMENT DUTIES. 2) SERVEWELL APPAREL CO; NOT INVESTMENT RELATED; 791 ROSILYN COURT, GRAND JUNCTION, CO 81560; E-COMMERCE BUSINESS THAT DESIGNS AND SELLS CUSTOM-BRANDED HATS, VISORS, AND APPAREL; OWNER; 5/15/2025; 20 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING HOURS; OVERSEEING PRODUCT LISTINGS, MANAGING E-COMMERCE OPERATIONS, COORDINATING WITH PRINT-ON-DEMAND VENDORS, HANDLING BASIC CUSTOMER INQUIRIES. 3) Confluence Private Wealth Insurance; Not Investment-Related; 649 Market Street, Grand Junction, CO 81506; Insurance Sales - Life, Annuity, Long Term Care; Agent; 7/25/2025; 10/hours month during trading hours; Insurance sales and services. 4) The Social Swing, LLC; Not Investment-Related; 791 Josilyn Court, Grand Junction, CO 81506; Mobile golf simulator business. Provides on-site golf simulator experiences for private events, corporate functions, etc; Owner; 09/30/2025; 10 hours/month outside trading hours; 0 hours/month during trading hours; Services include set up and operation of a professional simulator system that allows people to play virtual courses, practice swings, and participate in group entertainment.
CRS (Client Relationship Summary) - RIA
Click below to view Nicolaus David Barth Hansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 649 Market Street 3rd Floor, Grand Junction, CO 81505RIA
CRD#: 153902
GRAND JUNCTION, CO
Past
November 17, 2022 - April 4, 2024
WEALTHSOURCE®
RIA
CRD#: 282202
GRAND JUNCTION, CO
Past
August 19, 2021 - November 1, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Grand Jct, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/16/2024)
IAR
Texas(2/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
