Charles L. Herman

AUTHENTIC FINANCIAL PLANNING

Peoria, AZ

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CRD#: 7316537

Professional summary

Charles Lewis Herman Jr, ChFC®, who also goes by Charles Herman Jr, is a registered financial advisor currently at AUTHENTIC FINANCIAL PLANNING located in Peoria, Arizona.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Charles has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Herman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Money Agency, Not Investment Related. Tax Preparation and Accounting, accountant, 01/2019, 20 hours, tax preparation, accounting and business consulting, Excel Mortgage Lending LLC, Not Investment Related, mortgage broker, broker owner, 3/2017 8 hours, mortgage loan originator and management Arizona Insurance Strategies LLC, Not Investment Related, Life and Health Insurance Agency, Agency Owner, 01/16 5 hours insurance agent. My Home Group LLC, Not Investment Related, Residential Real Estate Sales, Realtor, 02/21 5 hours, real estate agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lewis Herman Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

March 22, 2021 - Present

AUTHENTIC FINANCIAL PLANNING

RIA

CRD#: 153032

Peoria, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

AUTHENTIC FINANCIAL PLANNING

AUTHENTIC FINANCIAL PLANNING | ONE ADVISOR | GB FINANCIAL PLANNING & SOLUTIONS, INC.

CRD#: 153032 / SEC#:

Arizona

Registered Investment Advisory firm - (4/14/2010 Approved)

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Contact information

Main Address

Peoria, AZ

Mailing Address

Po Box 5747, Peoria, AZ 85385

Phone number

(623) 349-1900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 150,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles L. Herman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lewis Herman Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUTHENTIC FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Current Firm

AUTHENTIC FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AUTHENTIC FINANCIAL PLANNING

TRUST BUT VERIFY

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