LE
Liam D. Elliott
NEW MILLENNIUM GROUP
SANDY, UT 84095
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CRD#: 7316232
LE
Professional summary
Liam Downing Sebastian Elliott, who also goes by Liam Elliott, is a registered financial advisor currently at NEW MILLENNIUM GROUP located in Sandy, Utah.
Liam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Liam has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Liam Elliott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Liam Downing Sebastian Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2023 - Present
NEW MILLENNIUM GROUP
Office #1: 10050 South State Street, Sandy, UT 84095RIA
CRD#: 299249
SANDY, UT
Past
February 25, 2021 - November 8, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
AMERICAN FORK, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NM
NEW MILLENNIUM GROUP
NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC
CRD#: 299249 / SEC#: 801-120516
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Arizona
Registered Investment Advisory firm - (7/29/2021 Terminated)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Utah
Registered Investment Advisory firm - (7/30/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(11/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
NM
NEW MILLENNIUM GROUP
NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC
CRD#: 299249 / SEC#: 801-120516
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Arizona
Registered Investment Advisory firm - (7/29/2021 Terminated)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Utah
Registered Investment Advisory firm - (7/30/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10050 South State Street, Sandy, UT 84070
Mailing Address
Phone number
(801) 446-9950
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 200,605,006 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
