AA
Aylien Alexani
TRANSAMERICA FINANCIAL ADVISORS
Pasadena, CA 91104
Some features on this profile are disabled
CRD#: 7316108
AA
Professional summary
Aylien Alexani, who also goes by Aylien Avanes, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Pasadena, California.
Aylien is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Aylien has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aylien Avanes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Kaiser Permanente / 1121-Present / Investment Related: No / 3100 Thornton Ave. 3rd floor Burbank, CA 91206 / Health Insurance Agent / Health Insurance / Hrs. Work Monthly: 2 / Sec Trading Hrs: 0 / I may assist my clients with their health insurance needs with Kaiser Permanente. RSSA (National Association of Registered Social Security Analysts) /1021-Present / Investment Related: No / 68 S. Service Road Suite 100 Melville, CA 11747 / RSSA / Maximizing SS benefits / Hrs. Work Monthly: 4 / Sec Trading Hrs: 0 / I have passed the exam and have the designation as a Registered Social Security Analyst as of 10/12/2021. I will not be changing my clients for this service. I will not provide any tax advise to my clients. It will be used as a resource to clients Blue Shield of CA / 0821-Present / Investment Related: No / 601 12th Street Oakland, CA 94607 / Health Insurance Agent / Health Insurance / Hrs. Work Monthly: 4 / Sec Trading Hrs: 0 / Assisting clients with health insurance. IHSS/Investment Related - No/2707 S. Grand Ave. Los Angeles 90007/IHSS/care giver/04.2004/39/0/caregiver for my elderly parents. I help them with home care, doctors' appointments, and shopping NETLAW POSITION: Netlaw advisor NATURE: Will and living trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 12910 Shelbyville Road, Suite124, Louisville KY 40243, United States DESCRIPTION: I would be able to refer my clients who are seeking a platform to be able to do their revocable probate avoidance will and living trust.
CRS (Client Relationship Summary) - RIA
Click below to view Aylien Alexani's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aylien Alexani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1460 North Lake Ave. Ste 104, Pasadena, CA 91104RIA
BD
CRD#: 16164
Pasadena, CA
Current
December 5, 2020 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1460 North Lake Ave. Ste 104, Pasadena, CA 91104RIA
BD
CRD#: 16164
Pasadena, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/4/2021)
IAR
California(2/22/2021)
RR
Texas(6/15/2021)
IAR
Texas(6/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/5/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
