Daniel J. Thom

HURLEY FINANCIAL GROUP

Corvallis, OR 97333

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CRD#: 7315901

Professional summary

Daniel J Thom is a registered financial advisor currently at HURLEY FINANCIAL GROUP, INC. located in Corvallis, Oregon and GENEOS WEALTH MANAGEMENT, INC. located in Corvallis, Oregon.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Daniel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J Thom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2023 - Present

HURLEY FINANCIAL GROUP, INC.

Office #1: 111 Sw 4th Street, Corvallis, OR 97333

RIA

CRD#: 108983

Corvallis, OR

Current

April 3, 2023 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 111 Sw 4th St, Corvallis, OR 97333

RIA

CRD#: 120894

Corvallis, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HURLEY FINANCIAL GROUP, INC.

DORANN ALDERIN HURLEY,DBA,HURLEY FINANCIAL GROUP | HURLEY FINANCIAL GROUP,INC. | HURLEY FINANCIAL GROUP, INC. | HURLEY FINANCIAL GROUP

CRD#: 108983 / SEC#: 801-57809

RIA

Registered Investment Advisory firm - (7/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/19/2026)

California
(2/19/2026)

Colorado
(2/19/2026)

Idaho
(2/19/2026)

Iowa
(2/19/2026)

Oregon
(6/26/2023)

IAR

Oregon
(7/26/2023)

Pennsylvania
(2/19/2026)

Texas
(2/19/2026)

Washington
(2/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/8/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HURLEY FINANCIAL GROUP, INC.

DORANN ALDERIN HURLEY,DBA,HURLEY FINANCIAL GROUP | HURLEY FINANCIAL GROUP,INC. | HURLEY FINANCIAL GROUP, INC. | HURLEY FINANCIAL GROUP

CRD#: 108983 / SEC#: 801-57809

RIA

Registered Investment Advisory firm - (7/28/2000 Approved)

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Contact information

Main Address

111 Sw 4th Street, Corvallis, OR 97333

Mailing Address

Phone number

(541) 757-2331

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFG INC. FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 350,508,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Thom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J Thom's CRS (Customer Relationship Summary).

Certified licenses

Experience

HURLEY FINANCIAL GROUP, INC.

GENEOS WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

HURLEY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2023

Series 7TO

Date: 4/3/2023

SIE

Date: 5/8/2021

FINRA

Current Firm

HURLEY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HURLEY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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