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AH

Ashford Harrigan

PROMETHEUM EMBER CAPITAL
NEW YORK, NY 10006
CRD#: 7315716
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AH
Ashford Harrigan IIPROMETHEUM EMBER CAPITAL

Professional summary

Ashford Harrigan II, who also goes by Ashford K Harrigan, Ashford Harrigan, is a registered financial professional currently at PROMETHEUM EMBER CAPITAL located in New York, New York.

Ashford is registered as a RR (Registered Representative) and started their career in finance in 2021. Ashford has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ashford K Harrigan | Ashford Harrigan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashford Harrigan II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2026 - Present

PROMETHEUM EMBER CAPITAL

Office #1: 29 Broadway 12th Floor, New York, NY 10006
BD
CRD#: 312784
NEW YORK, NY
Past

January 19, 2024 - April 10, 2026

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

April 28, 2021 - September 21, 2023

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/7/2026)
RR
Alaska
(5/7/2026)
RR
Arizona
(5/7/2026)
RR
Arkansas
(5/7/2026)
RR
California
(5/7/2026)
RR
Colorado
(5/7/2026)
RR
Connecticut
(5/7/2026)
RR
Delaware
(5/7/2026)
RR
District of Columbia
(5/7/2026)
RR
Florida
(5/7/2026)
RR
Georgia
(5/7/2026)
RR
Hawaii
(5/7/2026)
RR
Idaho
(5/7/2026)
RR
Illinois
(5/7/2026)
RR
Indiana
(5/7/2026)
RR
Iowa
(5/7/2026)
RR
Kansas
(5/7/2026)
RR
Kentucky
(5/7/2026)
RR
Louisiana
(5/7/2026)
RR
Maine
(5/7/2026)
RR
Maryland
(5/7/2026)
RR
Massachusetts
(5/7/2026)
RR
Michigan
(5/7/2026)
RR
Minnesota
(5/7/2026)
RR
Mississippi
(5/7/2026)
RR
Missouri
(5/7/2026)
RR
Montana
(5/7/2026)
RR
Nebraska
(5/7/2026)
RR
Nevada
(5/7/2026)
RR
New Hampshire
(5/7/2026)
RR
New Jersey
(5/7/2026)
RR
New Mexico
(5/7/2026)
RR
New York
(5/7/2026)
RR
North Carolina
(5/7/2026)
RR
North Dakota
(5/7/2026)
RR
Ohio
(5/8/2026)
RR
Oklahoma
(5/7/2026)
RR
Oregon
(5/7/2026)
RR
Pennsylvania
(5/7/2026)
RR
Puerto Rico
(5/7/2026)
RR
Rhode Island
(5/7/2026)
RR
South Carolina
(5/7/2026)
RR
South Dakota
(5/7/2026)
RR
Tennessee
(5/7/2026)
RR
Texas
(5/7/2026)
RR
Utah
(5/7/2026)
RR
Vermont
(5/7/2026)
RR
Virgin Islands
(5/7/2026)
RR
Virginia
(5/7/2026)
RR
Washington
(5/7/2026)
RR
West Virginia
(5/7/2026)
RR
Wisconsin
(5/7/2026)
RR
Wyoming
(5/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/12/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PE
PROMETHEUM EMBER CAPITAL
PROMETHEUM CAPITAL | PROMETHEUM EMBER CAPITAL, LLC | PROMETHEUM EMBER CAPITAL | PROMETHEUM CAPITAL LLC

CRD#: 312784 / SEC#: , 8-70739

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
120 Wall Street 25th Floor, New York, NY 10005
Mailing Address
120 Wall Street 25th Floor, New York, NY 10005
Phone number
(212) 333-3315
Established
Delaware since 01/13/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PROMETHEUM INC.PARENT
BECKERMAN, JARREDFINOP6683745
FANELLI, ROSEMARIECHIEF OPERATING OFFICER7463196
KAPLAN, BENJAMIN SETHCEO6993516
KITCHIN, KENNETH JOHNCHIEF COMPLIANCE OFFICER/AMLCO6748676

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROMETHEUM EMBER CAPITAL

CRD#: 312784New York, NY 10006

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