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BD

Bernard G. Donohue

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CRD#: 731528
BD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bernard G. Donohue JR, who also goes by Bernard Gerald Donohue Jr, was a registered financial professional .

Bernard is a previously registered financial professional and started their career in finance in 1981. Bernard had worked at 2 firms and has passed the Series 63, Series 22, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bernard Gerald Donohue Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 19, 2004 - December 31, 2019

DBA DONOHUE FIDUCIAL CO.

RIA
CRD#: 129445
PROVIDENCE, RI
Past

April 27, 1981 - June 13, 1989

NEW ENGLAND SECURITIES

BD
CRD#: 615

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/24/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


DD
DBA DONOHUE FIDUCIAL CO.
DBA DONOHUE FIDUCIAL CO. | DONOHUE, BERNARD G JR.

CRD#: 129445 / SEC#:

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Contact information


Main Address
One Financial Plaza 24th Floor, Providence, RI 02903
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DBA DONOHUE FIDUCIAL CO.

CRD#: 129445

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