Bradley T. Briggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley T Briggs, who also goes by Bradley Briggs, Brad Thorn Briggs, Bradley Thorn Briggs, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2021. Bradley had worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2026 - March 16, 2026
VELES SECURITIES
November 18, 2025 - February 4, 2026
PAULSON INVESTMENT COMPANY LLC
July 8, 2022 - November 25, 2024
LBMZ SECURITIES, INC.
December 6, 2021 - January 21, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 2021 - October 5, 2021
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/18/2021
General Securities Representative ExaminationCurrent Firm
VELES SECURITIES
CRD#: 332495 / SEC#: , 8-71288
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
