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BB

Bradley T. Briggs

VELES SECURITIES
LAKE IN THE HILLS, IL 60156
Some features on this profile are disabled
CRD#: 7315061
BB

Professional summary

Bradley T Briggs, who also goes by Bradley Briggs, Brad Thorn Briggs, Bradley Thorn Briggs, is a registered financial professional currently at VELES SECURITIES located in Lake In The Hills, Illinois.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2021. Bradley has worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bradley Briggs | Brad Thorn Briggs | Bradley Thorn Briggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley T Briggs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2026 - Present

VELES SECURITIES

Office #1: 530 Wedgewood Circle, Lake In The Hills, IL 60156
BD
CRD#: 332495
LAKE IN THE HILLS, IL
Past

November 18, 2025 - February 4, 2026

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
St. Petersburg, FL
Past

July 8, 2022 - November 25, 2024

LBMZ SECURITIES, INC.

BD
CRD#: 7874
CHICAGO, IL
Past

December 6, 2021 - January 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NASHVILLE, TN
Past

August 18, 2021 - October 5, 2021

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/10/2026)
RR
Illinois
(2/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/6/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/18/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/18/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VELES SECURITIES
VELES SECURITIES | VELES SECURITIES LLC

CRD#: 332495 / SEC#: , 8-71288

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
530 Wedgewood Circle, Lake In The Hills, IL 60156
Mailing Address
530 Wedgewood Circle, Lake In The Hills, IL 60156
Phone number
(347) 559-5051
Established
Delaware since 06/05/2024
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VELES HOLDINGS LLCOWNER
FITZGERALD, HEATHER MARIEFINOP4427665
PASSMAN, LEXINE HCFO7320529
PAVLOVIC, GIANLUCACEO7320845
SMULEVITZ, CHARLESCCO5099387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELES SECURITIES

CRD#: 332495Lake In The Hills, IL 60156

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