Michael DeMatteo

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CRD#: 731480

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael DeMatteo, CPWA®, who also goes by Michael Anthony Dematteo, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Biography

Over the last several years, Michael has handled corporate investment, managing the quality of the client experience and expansion for future growth. His parents are his inspiration. He credits them as his role model in raising his own three children, and in showing him the proper way to care about people. Their guidance ultimately became a major influence in creating his approach to counseling clients. Mike enjoys traveling and playing golf and a good game of chess. He also appreciates great food, fine wine, and spending as much time as possible with his wife, three children and their families.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Anthony Dematteo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)10-15 ASSOCIATES; INVESTMENT RELATED; 9 Coates Drive, Suites 3 & 4, GOSHEN, NY 10924; RIA; PRESIDENT/INVESTMENT ADVISOR; START 10/86; APPROX 160 HRS/MO; OVERSEE PORTFOLIOS MEET WITH NEW AND EXISTING CLIENTS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Past

May 9, 2021 - December 31, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

FISHKILL, NY

Past

November 16, 2007 - August 27, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

GOSHEN, NY

Past

June 28, 2002 - December 31, 2003

10-15 ASSOCIATES, INC.

RIA

CRD#: 113714

GOSHEN, NY

Past

August 29, 1990 - November 15, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

GOSHEN, NY

Past

July 9, 1986 - September 13, 1991

FIRST AMERICA EQUITIES CORP.

CRD#: 7652

Past

November 4, 1985 - July 24, 1986

JONATHAN ALAN & CO., INC.

CRD#: 15914

Past

November 30, 1984 - November 14, 1985

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Past

January 24, 1984 - November 30, 1984

TUCKER ANTHONY INCORPORATED

CRD#: 837

Past

April 23, 1982 - February 10, 1984

JSC SECURITIES, INC.

CRD#: 475

Past

May 29, 1981 - September 23, 1982

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/2/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1982

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

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Contact information

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Michael DeMatteo

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

10-15 ASSOCIATES, INC.

SECURITIES AMERICA, INC.

FIRST AMERICA EQUITIES CORP.

JONATHAN ALAN & CO., INC.

FIRST AFFILIATED SECURITIES, INC.

TUCKER ANTHONY INCORPORATED

JSC SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/2/1990

SIE

Date: 10/1/2018

Series 7

Date: 4/17/1982

Series 6

Date: 5/27/1981

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors