Erin Little

WALNUT CREEK, CA 94597

Some features on this profile are disabled

CRD#: 7314772

Professional summary

Erin Little, who also goes by Erin Johnson, was a registered financial advisor .

Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Erin had worked at 3 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Erin Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: LAYFAYETTE SQUARE FINANCIAL ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY SERVICES;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2026 - Present

Office #1: 2950 Camino Diablo, Suite 220, Walnut Creek, CA 94597

WALNUT CREEK, CA

Past

March 15, 2023 - September 18, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SEATTLE, WA

Past

April 22, 2022 - June 30, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Seattle, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 3/21/2022

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Daniel Torres

EAGLE STRATEGIES LLC

IAR

BRENTWOOD, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erin Little

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 3/21/2022

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Similar Advisors