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Michael Anthony Hull

CRD# 731432·Registered 1981 - 2018
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Hull, who also goes by Mike Hull, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1981 - 2018. Michael had worked at 11 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Hull

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

BROOKSTONE CAPITAL MANAGEMENT LLC·CRD# 141413
RIA
Nacodoches, TX
March 7, 2017 - December 31, 2018
LPL FINANCIAL LLC·CRD# 6413
RIA
West Lafayette, IN
November 3, 2014 - November 28, 2016
LPL FINANCIAL LLC·CRD# 6413
BD
West Lafayette, IN
October 31, 2014 - November 28, 2016
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
RIA
Lafayette, IN
May 2, 2012 - November 3, 2014
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
BD
Lafayette, IN
April 30, 2012 - November 3, 2014
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
RIA
West Lafayette, IN
June 30, 2011 - May 1, 2012
SIGNATOR FINANCIAL SERVICES, INC.·CRD# 19061
BD
West Lafayette, IN
June 29, 2011 - May 1, 2012
QA3 FINANCIAL LLC·CRD# 104957
RIA
West Lafayette, IN
February 3, 2004 - February 11, 2011
QA3 FINANCIAL CORP.·CRD# 14754
BD
West Lafayette, IN
February 3, 2004 - February 11, 2011
FFP ADVISORY SERVICES INC·CRD# 110778
RIA
Lafayette, IN
December 17, 1999 - February 2, 2004
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
September 11, 1990 - February 2, 2004
FIRST PACIFIC CAPITAL CORPORATION·CRD# 21042
BD
May 15, 1989 - September 17, 1990
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
June 20, 1988 - May 16, 1989
WADDELL & REED·CRD# 866
BD
May 21, 1981 - July 6, 1988

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Current Firm

BC
BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - SEC (6/20/2007 Approved)
Arizona
Registered Investment Advisory firm - Arizona (6/25/2007 Terminated)
Arkansas
Registered Investment Advisory firm - Arkansas (7/3/2007 Terminated)
California
Registered Investment Advisory firm - California (6/26/2007 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (6/20/2007 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (6/25/2007 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (7/19/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (6/25/2007 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (6/20/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/27/2007 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/25/2007 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/25/2007 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (7/6/2007 Terminated)
Washington
Registered Investment Advisory firm - Washington (6/25/2007 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (6/25/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1745 S. Naperville Road Suite 200, Wheaton, IL 60189

Phone Number

(630) 653-1400

# of Employees

405

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROOKSTONE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A, APPENDIX 1 - WRAP BROCHURE (3/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

81,900

AUM (Assets Under Management)

$12,750,129,748

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC

CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - SEC (6/20/2007 Approved)
Arizona
Registered Investment Advisory firm - Arizona (6/25/2007 Terminated)
Arkansas
Registered Investment Advisory firm - Arkansas (7/3/2007 Terminated)
California
Registered Investment Advisory firm - California (6/26/2007 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (6/20/2007 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (6/25/2007 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (7/19/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (6/25/2007 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (6/20/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/27/2007 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/25/2007 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/25/2007 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (7/6/2007 Terminated)
Washington
Registered Investment Advisory firm - Washington (6/25/2007 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (6/25/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1989

Series 22 — Direct Participation Programs Representative Examination

Passed Oct 1982About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1981About the Series 6 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Mar 2003About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Apr 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MH
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