Michael A. Hull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Hull, who also goes by Mike Hull, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 11 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - December 31, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
November 3, 2014 - November 28, 2016
LPL FINANCIAL LLC
October 31, 2014 - November 28, 2016
LPL FINANCIAL LLC
May 2, 2012 - November 3, 2014
MONEY CONCEPTS CAPITAL CORP
April 30, 2012 - November 3, 2014
MONEY CONCEPTS CAPITAL CORP
June 30, 2011 - May 1, 2012
SIGNATOR FINANCIAL SERVICES, INC.
June 29, 2011 - May 1, 2012
SIGNATOR FINANCIAL SERVICES, INC.
February 3, 2004 - February 11, 2011
QA3 FINANCIAL LLC
February 3, 2004 - February 11, 2011
QA3 FINANCIAL CORP.
December 17, 1999 - February 2, 2004
FFP ADVISORY SERVICES INC
September 11, 1990 - February 2, 2004
FFP SECURITIES, INC.
May 15, 1989 - September 17, 1990
FIRST PACIFIC CAPITAL CORPORATION
June 20, 1988 - May 16, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
May 21, 1981 - July 6, 1988
WADDELL & REED
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/26/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
