JD
James H. Dupuis
SUMMIT FINANCIAL WEALTH ADVISORS
GULFPORT, MS
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CRD#: 731418
JD
Professional summary
James Houssiere Dupuis SR is a registered financial advisor currently at SUMMIT FINANCIAL WEALTH ADVISORS located in Gulfport, Mississippi.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stanton Properties, LLC ( commercial rental real estate ), Investment-Related, 202 Stanton Drive Broussard LA 70518. Start date-07/15/2016. I am the managing member of the LLC that owns and leases an industrial building since 2016 through the present. I spend approximately 5 hours/month. 2) 301 Breakwater, LLC ( commercial rental real estate ), Investment-related, located at 301 Breakwater Drive, Lafayette, LA 70501. I am the managing member of the LLC that owns and leases an industrial building since 2014 through present. I spend approximately 5 hours/month. 3) DJ Team, LLC ( Investment-related ). Home based. Started 09/03/2018. This entity owns securities held in brokerage account and notes secured by mortgages on real estate. It is operated from my home address and I spend approximately 10 hours/month on this venture.
CRS (Client Relationship Summary) - RIA
Click below to view James Houssiere Dupuis SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2025 - Present
SUMMIT FINANCIAL WEALTH ADVISORS
RIA
CRD#: 171278
GULFPORT, MS
Past
June 29, 2012 - May 5, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAFAYETTE, LA
Past
September 8, 2009 - May 5, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, LA
Past
January 18, 2001 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/5/2025)
IAR
Mississippi(4/28/2025)
IAR
Texas(4/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1021 E. St. Mary Blvd., Lafayette, LA 70503
Mailing Address
P O Box 53007, Lafayette, LA 70505
Phone number
(337) 232-1141
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,620 |
| AUM (Assets Under Management) | $ 1,421,450,420 |
Red Flags
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