John C. Natale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Natale, who also goes by John Christophe Natale, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 3 firms and has passed the Series 4 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 1989 - August 22, 1989
NEW WINDSOR ASSOCIATES, L.P.
January 3, 1985 - March 7, 1989
BURNS FRY INC
March 12, 1981 - February 21, 1984
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
NEW WINDSOR ASSOCIATES, L.P.
CRD#: 22977 / SEC#: , 8-39856
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
