TL
Travis D. Lathrop
AUXAN CAPITAL ADVISORS
Springfield, MO 65807
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CRD#: 7313859
TL
Professional summary
Travis Dean Lathrop is a registered financial advisor currently at AUXAN CAPITAL ADVISORS, LLC located in Springfield, Missouri.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Travis has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Classy Llama, Not Investment-Related; 2215 W Chesterfield St, Springfield, MO 65807; eCommerce; Chief Revenue Officer; Started 2/9/2022; 40 hours per week; 32 hours per week during market trading hours 2. Hometown Benefits Group; Not-Investment Related; 2769 W Lark St A, Springfield, MO 65810; Life, Accident, and Health Insurance license; Started 5/25/2022; 0-5 hours per month overall and 0-5 hours per month during trading hours. 3. 5/28/2021 - Strafford R-VI School Board - Not Investment Related - 201 W. McCabe St Strafford, MO 65757 - Non-Profit Board Member - Start Date: 4/13/2021 - 5 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Travis Dean Lathrop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2022 - Present
AUXAN CAPITAL ADVISORS, LLC
Office #1: 2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807RIA
CRD#: 133061
Springfield, MO
Past
December 17, 2020 - December 22, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
SPRINGFIELD, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(5/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/10/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AC
AUXAN CAPITAL ADVISORS, LLC
AUXAN CAPITAL ADVISORS LLC | BLAICOL CAPITAL MANAGEMENT, LLC | AUXAN CAPITAL ADVISORS, LLC
CRD#: 133061 / SEC#:
Arkansas
Registered Investment Advisory firm - (6/29/2017 Approved)Kansas
Registered Investment Advisory firm - (9/1/2022 Approved)Louisiana
Registered Investment Advisory firm - (5/16/2022 Approved)Missouri
Registered Investment Advisory firm - (10/12/2004 Approved)Ohio
Registered Investment Advisory firm - (6/1/2021 Approved)Tennessee
Registered Investment Advisory firm - (11/27/2023 Approved)Texas
Registered Investment Advisory firm - (7/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807
Mailing Address
Phone number
(417) 268-9650
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 80,872,722 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AUXAN CAPITAL ADVISORS, LLC
CRD#: 133061Springfield, MO 65807TRUST BUT VERIFY
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