Yash R. Kavi
Professional summary
Yash Ramesh Kavi is a registered financial professional currently at SETTER CAPITAL INC. .
Yash is registered as a RR (Registered Representative) and started their career in finance in 2021. Yash has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yash Ramesh Kavi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2023 - Present
SETTER CAPITAL INC.
Office #1: 2 Bloor Street West Suite 1700, Toronto, Ontario, M4W 3E2Office #2: 2 Bloor Street West Suite 1700, Toronto, On, M4W 3E2February 17, 2021 - December 20, 2022
SETTER CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/17/2021
General Securities Representative ExaminationFINRA
Current Firm
SETTER CAPITAL INC.
CRD#: 141652 / SEC#: , 8-67403
Contact information
FINRA licenses (27 States and Territories)
Red Flags
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