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TH

Terry D. Henderson

TD SECURITIES (USA)
Dallas, TX 75201
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CRD#: 731363
TH
Terry Dean HendersonTD SECURITIES (USA)

Professional summary

Terry Dean Henderson is a registered financial professional currently at TD SECURITIES (USA) LLC located in Dallas, Texas.

Terry is registered as a RR (Registered Representative) and started their career in finance in 1981. Terry has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terry Dean Henderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2026 - Present

TD SECURITIES (USA) LLC

Office #1: 2021 Mckinney Avenue 19th Fl, Dallas, TX 75201
BD
CRD#: 18476
Dallas, TX
Past

September 1, 2018 - March 6, 2026

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
Boca Raton, FL
Past

November 17, 2010 - September 1, 2018

KGS-ALPHA CAPITAL MARKETS, L.P.

BD
CRD#: 151705
Boca Ratn, FL
Past

July 31, 2007 - November 9, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
BOCA RATON, FL
Past

October 4, 2005 - July 31, 2007

RYAN BECK & CO.

BD
CRD#: 3248
BOCA RATON, FL
Past

May 19, 2003 - October 18, 2005

MILESTONE ADVISORS LLC

BD
CRD#: 112481
MCLEAN, VA
Past

September 4, 2001 - May 21, 2003

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN
Past

August 30, 2001 - September 20, 2001

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

January 20, 1995 - August 21, 2001

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN
Past

June 21, 1990 - December 16, 1994

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

March 2, 1988 - September 19, 1989

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

August 12, 1987 - April 8, 1988

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

May 30, 1984 - March 24, 1986

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

August 13, 1982 - June 25, 1984

SUTRO & CO. INCORPORATED

BD
CRD#: 801
Past

May 18, 1981 - August 9, 1982

MORTON SEIDEL & COMPANY, INC.

BD
CRD#: 3350

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Idaho
(7/7/2026)
RR
Ohio
(7/7/2026)
RR
Tennessee
(7/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/13/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1981
General Securities Representative Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC

Current Firm

TS
TD SECURITIES (USA) LLC
AMERICAN GOVERNMENT SECURITIES, INC. | TORONTO DOMINION SECURITIES CORP. | TORONTO DOMINION SECURITIES (USA) INC. | TD SECURITIES (USA) LLC | TD SECURITIES (USA) INC.

CRD#: 18476 / SEC#: , 8-36747

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One Vanderbilt Avenue, New York, NY 10017
Mailing Address
One Vanderbilt Avenue, New York, NY 10017
Phone number
(212) 827-7000
Established
Delaware since 11/01/2004
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
TORONTO DOMINION HOLDINGS (U.S.A.), INC.PARENT
BROADBERY, MICHAELCHIEF COMPLIANCE OFFICER6947899
GIBSON, GLENNCHIEF EXECUTIVE OFFICER5659024
ORTIZ, JORGE LUISFINANCIAL & OPERATIONS PRINCIPAL2725922
PETROU, CHRISTINA ACHIEF OPERATING OFFICER4007468
WONG, KRISTIECHIEF FINANCIAL OFFICER4725261

Disclosures

Regulatory Event20
Criminal1

Red Flags

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Company Information

TD SECURITIES (USA) LLC

CRD#: 18476Dallas, TX 75201

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