Terry D. Henderson
Professional summary
Terry Dean Henderson is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1981. Terry has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry Dean Henderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2018 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036November 17, 2010 - September 1, 2018
KGS-ALPHA CAPITAL MARKETS, L.P.
July 31, 2007 - November 9, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 4, 2005 - July 31, 2007
RYAN BECK & CO.
May 19, 2003 - October 18, 2005
MILESTONE ADVISORS LLC
September 4, 2001 - May 21, 2003
VINING-SPARKS IBG, LLC
August 30, 2001 - September 20, 2001
ADVEST, INC.
January 20, 1995 - August 21, 2001
VINING-SPARKS IBG, LLC
June 21, 1990 - December 16, 1994
DAIN RAUSCHER INCORPORATED
March 2, 1988 - September 19, 1989
CIBC WORLD MARKETS CORP.
August 12, 1987 - April 8, 1988
THOMSON MCKINNON SECURITIES INC.
May 30, 1984 - March 24, 1986
LEHMAN BROTHERS INC.
August 13, 1982 - June 25, 1984
SUTRO & CO. INCORPORATED
May 18, 1981 - August 9, 1982
MORTON SEIDEL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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