Joseph M. Sudia
Professional summary
Joseph Michael Sudia, who also goes by Joseph Michael Sudia, is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2021. Joseph has worked at 3 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Sudia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2025 - Present
RQD* CLEARING, LLC
Office #1: One World Trade Center Suite 47m, New York, NY 10007November 18, 2024 - March 25, 2025
HEDGECO SECURITIES, LLC
March 1, 2021 - September 23, 2024
DRIVEWEALTH, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/1/2021
General Securities Representative ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
RQD* CLEARING, LLC
CRD#: 134284 / SEC#: , 8-66826
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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