Donald R. Ostrowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Raymond Ostrowski was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1981. Donald had worked at 11 firms and has passed the Series 63, Series 7, Series 30, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1998 - July 19, 2001
HORIZON CAPITAL, INC.
February 9, 1996 - January 31, 1997
THE INVESTMENT CENTER, INC.
May 19, 1992 - February 8, 1994
BROOKSTREET SECURITIES CORPORATION
June 6, 1991 - May 26, 1992
ADDISON FINANCIAL SERVICES, INC.
September 22, 1989 - February 12, 1991
RAYMOND JAMES & ASSOCIATES, INC.
November 3, 1987 - October 3, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 24, 1984 - October 29, 1987
ROBERT THOMAS SECURITIES, INC
December 17, 1984 - February 12, 1991
RAYMOND JAMES & ASSOCIATES, INC.
July 7, 1982 - January 10, 1985
JHM, INC.
February 23, 1982 - June 30, 1982
RUSHMORE CAPITAL, INC.
November 15, 1981 - December 9, 1981
BLINDER, ROBINSON & CO., INC.
August 14, 1981 - November 11, 1981
RAYMOND JAMES & ASSOCIATES, INC.
May 18, 1981 - August 7, 1981
NIES/BRAUER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORIZON CAPITAL, INC.
CRD#: 41362 / SEC#: , 8-49523
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
