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Mistie R. Babin

PROVERBI CAPITAL ADVISORS
Baton Rouge, LA 70809
CRD#: 7313188
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MB
Mistie Rice BabinPROVERBI CAPITAL ADVISORS

Professional summary

Mistie Rice Babin is a registered financial advisor currently at PROVERBI CAPITAL ADVISORS, LLC located in Baton Rouge, Louisiana.

Mistie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Mistie has worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mistie Rice Babin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2026 - Present

PROVERBI CAPITAL ADVISORS, LLC

Office #1: 4317 Bluebonnet Blvd Suite B, Baton Rouge, LA 70809
RIA
CRD#: 316555
Baton Rouge, LA
Past

June 28, 2021 - July 19, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(5/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/28/2026
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 6/28/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2021
Securities Industry Essentials Examination

Current Firm

PC
PROVERBI CAPITAL ADVISORS, LLC
PROVERBI CAPITAL ADVISORS, LLC

CRD#: 316555 / SEC#:

Florida
Registered Investment Advisory firm - (10/19/2021 Approved)
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Contact information

Main Address
1900 S. Harbor City Blvd Suite 327, Melbourne, FL 32901
Mailing Address
Phone number
(321) 252-8585
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts148
AUM (Assets Under Management)$ 14,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROVERBI CAPITAL ADVISORS, LLC

CRD#: 316555Baton Rouge, LA 70809

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