Andrew J. Dobbin
Professional summary
Andrew Jason Dobbin, who also goes by Andy Dobbin, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1981. Andrew has worked at 12 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jason Dobbin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2025 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022November 21, 2023 - January 2, 2025
CREWS & ASSOCIATES, INC.
July 11, 2023 - November 2, 2023
AMERIVET SECURITIES, INC.
May 1, 2018 - May 1, 2023
R.W.PRESSPRICH & CO.
May 9, 2016 - February 22, 2018
COWEN AND COMPANY
October 20, 2014 - May 11, 2016
CRT CAPITAL GROUP LLC
September 15, 2011 - July 9, 2014
SWEDBANK SECURITIES US, LLC
August 2, 1990 - October 11, 1995
RODMAN & RENSHAW INC.
July 9, 1987 - October 17, 1989
QUADREX SECURITIES CORPORATION
March 10, 1986 - February 11, 1987
WOLFE & HURST SECURITIES INC.
July 14, 1982 - October 18, 1985
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1981 - July 19, 1982
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2025)
Exams
Series 52TO
Date: 7/11/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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