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GP

Garrett S. Pena

TITLEIST CAPITAL
SAN ANTONIO, TX 78258
Some features on this profile are disabled
CRD#: 7313092
GP
Garrett Sean PenaTITLEIST CAPITAL

Professional summary

Garrett Sean Pena is a registered financial professional currently at TITLEIST CAPITAL, LLC located in San Antonio, Texas.

Garrett is registered as a RR (Registered Representative) and started their career in finance in 2021. Garrett has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garrett Sean Pena's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

TITLEIST CAPITAL, LLC

Office #1: 777 E. Sonterra Boulevard Suite 330, San Antonio, TX 78258
BD
CRD#: 126136
SAN ANTONIO, TX
Past

November 17, 2023 - June 30, 2026

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

January 11, 2021 - March 5, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
Southlake, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/22/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/4/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TITLEIST CAPITAL, LLC
BLUM AND WHITE WEALTH MANAGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST CAPITAL, LLC | TITLEIST ASSET MANAGEMENT, LTD. | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | ENSEMBLE FINANCIAL, INC.

CRD#: 126136 / SEC#: 801-80959, 8-65859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
777 E. Sonterra Boulevard Suite 330 Suite 330, San Antonio, TX 78258
Mailing Address
777 E. Sonterra Boulevard Suite 330, San Antonio, TX 78258
Phone number
(210) 826-2424
Established
Texas since 01/02/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TITLEIST CAPITAL, LLC WRAP BROCHURE (3/31/2023)
TITLEIST CAPITAL, LLC ADV PART 2A (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
FIELDS, BYRON LUCIENMANAGING MEMBER4227890
O'BANION, JOE-BENMANAGING MEMBER3030302
KING, RUSSELL CLARKMEMBER4601106
KALB, NEIL HOWARDMEMBER2883701
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITLEIST CAPITAL, LLC

CRD#: 126136San Antonio, TX 78258

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