MM
Matthew J. Mithoefer
FAITH FINANCIAL ADVISORS
Loveland, OH 45140-8320
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CRD#: 7313084
MM
Professional summary
Matthew Joseph Mithoefer is a registered financial advisor currently at FAITH FINANCIAL ADVISORS, INC. located in Loveland, Ohio and OSAIC WEALTH, INC. located in Loveland, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FAITH FINANCIAL ADVISORS, INC. POSITION: Paraplanner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2020 ADDRESS: 6281 Tri Ridge Blvd, Ste. #130, Loveland OH 45140, United States DESCRIPTION: Client Services. Financial Planning. Answer Phones 2. MATTHEW MITHOEFER POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/16/2021 ADDRESS: 6281 Tri-Ridge Blvd, Suite 130, Loveland OH 45140, United States DESCRIPTION: Notarizing documents for clients. 3. Matthew Mithoefer Independent Licensed Insurance Agent Investment Related Hours/Month: 5 Securities Trading Hours/Month: 5 Start Date: 12/2021 ADDRESS: 6281 Tri-Ridge Blvd, Suite 130, Loveland OH 45140, United States Description: Prospect/Sell/Service Major Lines (Accident & Health, Life, Variable) Insurance
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Joseph Mithoefer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2022 - Present
FAITH FINANCIAL ADVISORS, INC.
Office #1: 6281 Tri-ridge Boulevard Suite 130, Loveland, OH 45140-8320RIA
CRD#: 167822
Loveland, OH
Current
February 27, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 6281 Tri-ridge Blvd. Suite 130, Loveland, OH 45140RIA
BD
CRD#: 23131
Loveland, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2023)
RR
Colorado(5/1/2025)
RR
Florida(3/3/2023)
RR
Georgia(3/3/2023)
RR
Illinois(3/3/2023)
IAR
Indiana(3/8/2022)
RR
Indiana(3/3/2023)
IAR
Kentucky(3/8/2022)
RR
Kentucky(3/3/2023)
RR
Michigan(11/7/2024)
RR
Minnesota(3/3/2023)
RR
Mississippi(9/24/2025)
RR
Montana(8/3/2023)
RR
New Jersey(1/2/2024)
RR
New Mexico(2/6/2025)
RR
North Carolina(1/2/2024)
RR
Ohio(3/1/2021)
IAR
Ohio(3/8/2022)
RR
Pennsylvania(3/3/2023)
RR
South Carolina(3/5/2024)
RR
Tennessee(3/3/2023)
IAR
Texas(3/8/2022)
RR
Texas(3/3/2023)
RR
Utah(3/3/2023)
RR
Washington(8/29/2024)
RR
Wisconsin(3/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FAITH FINANCIAL ADVISORS, INC.
FAITH FINANCIAL ADVISORS, INC. | FAITH FINANCIAL ADVISORS, LLC
CRD#: 167822 / SEC#:
Indiana
Registered Investment Advisory firm - (6/10/2019 Approved)Kentucky
Registered Investment Advisory firm - (8/20/2013 Approved)Ohio
Registered Investment Advisory firm - (8/1/2013 Approved)Texas
Registered Investment Advisory firm - (10/21/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6281 Tri-ridge Boulevard Suite 130, Loveland, OH 45140-8320
Mailing Address
Phone number
(513) 644-3238
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 587 |
| AUM (Assets Under Management) | $ 77,058,906 |
Red Flags
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Company Information
FAITH FINANCIAL ADVISORS, INC.
CRD#: 167822Loveland, OH 45140-8320TRUST BUT VERIFY
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