George H. Rather
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Hamilton Rather JR, who also goes by George Hamilton Rather, George Rather, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1981. George had worked at 11 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1989 - January 4, 1994
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
January 18, 1988 - March 23, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 18, 1988 - March 28, 1988
EQUITABLE ADVISORS, LLC
August 22, 1986 - January 27, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 1985 - July 9, 1986
CITIGROUP GLOBAL MARKETS INC.
June 28, 1985 - November 18, 1985
UNDERWOOD, NEUHAUS & CO., INCORPORATED
January 24, 1985 - May 22, 1985
UMIC, INC.
May 1, 1984 - November 1, 1984
BRENNER STEED, INC.
February 23, 1982 - November 29, 1982
PRUDENTIAL EQUITY GROUP, LLC
December 10, 1981 - February 12, 1982
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 18, 1981 - June 26, 1981
SWINK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
CRD#: 414 / SEC#: , 8-16379
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOWARD WEIL FINANCIAL , INC. | STOCKHOLDER | |
| LEGG MASON, INC. | STOCKHOLDER | |
| BRINKLEY, JAMES WELLONS | DIRECTOR | 30719 |
| LEVERT, JOHN BERTELS | CEO AND DIRECTOR | 307678 |
| MASON, RAYMOND ADAMS | DIRECTOR | 322297 |
| TABER, EDWARD ALBERT III | DIRECTOR | 1778866 |
| WALKER, WILLIAM HENRY | PRESIDENT AND DIRECTOR | 457409 |
| WEAVER, BARBARA LITTLE | CCO / LLO | 845541 |
| WESSELL, YOLANDA BOLANOS | CFO / COO | 2217636 |
Disclosures
| Regulatory Event | 20 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
