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NT

Noah J. Thompson

MARGIN ADVISORY GROUP
MOUNT CARMEL, IL 62863
Some features on this profile are disabled
CRD#: 7312826
NT

Professional summary

Noah James Thompson is a registered financial advisor currently at MARGIN ADVISORY GROUP LLC located in Mount Carmel, Illinois.

Noah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Noah has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah James Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2026 - Present

MARGIN ADVISORY GROUP LLC

Office #1: 801 W 9th Street Room 208, Mount Carmel, IL 62863
RIA
CRD#: 341653
MOUNT CARMEL, IL
Past

August 15, 2023 - April 13, 2026

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
Mount Carmel, IL
Past

December 8, 2020 - April 13, 2026

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Mount Carmel, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/8/2026)
IAR
Indiana
(5/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/16/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/14/2023
Securities Industry Essentials Examination

Current Firm

MA
MARGIN ADVISORY GROUP LLC
MARGIN ADVISORY GROUP LLC

CRD#: 341653 / SEC#:

Illinois
Registered Investment Advisory firm - (5/8/2026 Approved)
Indiana
Registered Investment Advisory firm - (5/8/2026 Approved)
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Contact information

Main Address
801 W 9th Street Room 208, Mount Carmel, IL 62863
Mailing Address
Phone number
(812) 205-4331
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARGIN ADVISORY GROUP LLC

CRD#: 341653Mount Carmel, IL 62863

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